SEC Form 4 · accession 0001699291-26-000006
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Handman
Officer — SVP and General Counsel
Period of report
Aug 14, 2026
Accepted (ET)
Aug 17, 2026 · 7:23 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 14, 2026 | A | 27,469 | A | — | — | Class A Common Stock | 27,469 | 27,469 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F2This RSU vests in 6 quarterly installments. The first installment vests on March 1, 2028.