SEC Form 4 · accession 0001393571-26-000014
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil D Hunt
Director
Period of report
Jun 11, 2026
Accepted (ET)
Jun 12, 2026 · 9:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 11, 2026 | M | 1,847 | $0.00 | A | 9,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 11, 2026 | M | 1,847 | D | Jun 11, 2026 | — | Class A Common Stock | 1,847 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Jun 11, 2026 | A | 1,027 | A | — | — | Class A Common Stock | 1,027 | 1,027 | D |
| Stock Options (right to buy)F4 | $119.64 | Jun 11, 2026 | A | 1,745 | A | — | Jun 10, 2036 | Class A Common Stock | 1,745 | 1,745 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F2This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
- F3This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
- F4This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.