SEC Form 4 · accession 0001144204-15-034020
Adaptive Medias, Inc. · ADTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Batmasian
10% Owner
Period of report
May 18, 2015
Accepted (ET)
May 28, 2015 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | P$0 | 589,086 | — | A | 3,723,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent an antidilutive issuance pursuant to that certain Securities Purchase Agreement, dated September 2014, by and between the Issuer and the Reporting Person, triggered by that certain Securities Purchase Agreement, dated as of April 30, 2015, by and between the Issuer and the Reporting Person.