SEC Form 4 · accession 0001144204-15-028080
Adaptive Medias, Inc. · ADTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Batmasian
10% Owner
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | P | 1,183,432 | $1.69 | A | 3,134,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $1.69 | May 4, 2015 | A | 1,331,361 | A | May 4, 2015 | May 4, 2020 | Common Stock | 1,331,361 | 1,331,361 | D |
| Common Stock Warrant | $3.00 | May 4, 2015 | A | 200,000 | A | May 4, 2015 | May 4, 2020 | Common Stock | 200,000 | 200,000 | D |