SEC Form 5 · accession 0001609218-16-000001

Blox, Inc. · BLXX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Nicholas Charles Taylor

10% Owner

Period of report

Mar 31, 2016

Accepted (ET)

Jun 17, 2016 · 9:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001428389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Feb 27, 2014	J	52,930,214	$0.00	A	70,539,755	I	Waratah Investments Limited
Common Stock^F2	Feb 27, 2014	J	16,207,601	$0.00	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jan 30, 2015	P	29,990	$0.18	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 2, 2015	P	10,000	$0.18	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 5, 2015	P	26,500	$0.21	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 6, 2015	P	12,500	$0.25	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 12, 2015	P	12,000	$0.225	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 13, 2015	P	10,000	$0.225	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 17, 2015	P	10,000	$0.225	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 19, 2015	P	10,000	$0.2318	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 20, 2015	P	12,000	$0.25	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Feb 23, 2015	P	10,000	$0.25	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jun 16, 2015	P	80,000	$0.034	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jun 17, 2015	P	30,000	$0.034	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jun 18, 2015	P	30,000	$0.034	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jun 22, 2015	P	10,000	$0.065	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jun 24, 2015	P	20,000	$0.07	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 10, 2015	P	20,000	$0.07	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 13, 2015	P	31,350	$0.085	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 14, 2015	P	40,000	$0.125	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 15, 2015	P	13,125	$0.15	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 16, 2015	P	5,000	$0.17	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 17, 2015	P	20,000	$0.1719	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 20, 2015	P	56,875	$0.1633	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 21, 2015	P	30,000	$0.1466	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 22, 2015	P	2,600	$0.15	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 23, 2015	P	5,000	$0.20	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 24, 2015	P	9,500	$0.20	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 27, 2015	P	21,000	$0.1834	A	70,539,755	I	Waratah Capital Ltd.
Common Stock	Jul 28, 2015	P	15,000	$0.2199	A	70,539,755	I	Waratah Capital Ltd.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Share Purchase Warrants^F2	$0.05	Feb 27, 2014	J	52,930,214	A	Feb 27, 2014	Feb 27, 2019	Common Stock	52,930,214	69,137,815	I
Share Purchase Warrants^F2	$0.05	Feb 27, 2014	J	16,207,601	A	Feb 27, 2014	Feb 27, 2019	Common Stock	16,207,601	69,137,815	I

Explanation of responses

F1J-3
F2Acquired pursuant to Amalgamation Agreement with Ourco Capital Ltd. C'Ourco"), Blox, Inc.'s wholly-owned subsidiary, International Eco Endeavors Corp. ("Eco"), Kenderesh Endeavors Corp., and Kenderes Biogaz Tennelo Korlatolt Fele Lossegu Tarsasag whereby Ourco and Eco amalgmated under the name "Blox Energy Inc." ("Amalco"), thereby acquiring all of the issued and outstanding shares of Amalco on February 27, 2014. Pursuant to the terms of the Amalgamation Agreement, all of the issued and outstanding common shares of Eco were cancelled, and the former shareholders of Eco received in exchange 60,000,000 units (each, a "Unit") of Blox, Inc. on a pro rata basis.

Remarks

Balance of Trades included in attached Schedule