SEC Form 4 · accession 0001614838-26-000020
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Neeleman
Officer — FOUNDER AND VICE CHAIRMAN · Director
Period of report
Sep 17, 2026
Accepted (ET)
Sep 18, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2026 | G | 1,500 | $0.00 | D | 408,235 | I | See footnote |
| Common Stock | holding | — | — | — | 137,565 | D | ||
| Common StockF2 | holding | — | — | — | 140,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 203,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $41.28 | holding | — | — | — | — | Mar 27, 2027 | Common Stock | 19,897 | 19,897 | D |
| Stock Options (right to buy)F4 | $61.72 | holding | — | — | — | — | Mar 27, 2028 | Common Stock | 14,228 | 14,228 | D |
| Stock Options (right to buy)F4 | $73.61 | holding | — | — | — | — | Mar 26, 2029 | Common Stock | 15,337 | 15,337 | D |
Explanation of responses
- F1Shares held of record by the Stephen and Christine Neeleman Trust.
- F2The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
- F4The option is immediately exercisable.