SEC Form 4 · accession 0001179110-19-002264
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Delano Ladd
Officer — EVP, Counsel & Secretary
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 6,875 | $30.57 | A | 14,340 | D | |
| Common Stock | Feb 20, 2019 | S | 6,875 | $78.00 | D | 7,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $30.57 | Feb 20, 2019 | M | 6,875 | D | — | Aug 24, 2026 | Common Stock | 6,875 | 34,375 | D |
| Stock Option (right to buy)F2 | $24.36 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 27,500 | 27,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.
- F2The option becomes exercisable in two equal annual installments of 13,750 shares on April 1, 2019, and 2020.
- F3The option is exercisable as to 6,875 shares. The remaining shares become exercisable in two equal annual installments of 13,750 on August 24, 2019, and 2020.