SEC Form 4 · accession 0001179110-18-010599
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bloomberg
Officer — Chief Operating Officer
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | A | 10,620 | $0.00 | A | 10,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $82.39 | Aug 13, 2018 | A | 25,667 | A | — | Aug 13, 2028 | Common Stock | 25,667 | 25,667 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 2,655 shares annually on each of August 13, 2019, 2020, 2021 and 2022.
- F2The option becomes exercisable as to 6,417 shares in annual installments on each of August 13, 2019, 2020, and 2021. The remaining 6,416 shares become exercisable on August 13, 2022.