SEC Form 4 · accession 0001179110-18-009018
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Robert Otten
Officer — Executive VP of Sales
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2018 | F | 764 | $81.36 | D | 12,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $51.44 | holding | — | — | — | — | Jun 21, 2027 | Common Stock | 43,000 | 43,000 | D |
Explanation of responses
- F1The option is exercisable as to 10,750 shares. The remaining shares become exercisable in three equal annual installments on June 21, 2019, 2021, and 2022.
Remarks
The Power of Attorney given by Mr. Otten is hereby attached for filling with the U.S. Securities & Exchange Commission as Exhibit 24 to this Form 4 with respect to HealthEquity, Inc. and is hereby incorporated by reference.