SEC Form 4 · accession 0001179110-18-005508
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Robinson
Officer — EVP, Chief Marketing Officer
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2018 | M | 1,500 | $41.28 | A | 4,490 | D | |
| Common StockF1 | Apr 5, 2018 | S | 1,500 | $63.85 | D | 2,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $41.28 | Apr 5, 2018 | M | 1,500 | D | — | Mar 27, 2027 | Common Stock | 1,500 | 17,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in footnote (1) to this Form 4.
- F2The option is immediately exercisable as to 2,500 shares. The remaining shares become exercisable in three equal annual installments of 5,000 shares on March 27, 2019, 2020 and 2021.