SEC Form 4 · accession 0001179110-18-005502
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley Dreier
Officer — Executive, VP, CTO and CIO
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 5, 2018 | A | 23,577 | $0.00 | A | 33,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.00 | holding | — | — | — | — | Jul 30, 2024 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (right to buy)F2 | $1.50 | holding | — | — | — | — | May 9, 2023 | Common Stock | 16,750 | 16,750 | D |
| Stock Option (right to buy)F3 | $24.36 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 5,895 shares on April 5, 2019, and as to 5,894 shares on each of April 5, 2020, 2021, and 2022.
- F2The option is immediately exercisable.
- F3The option is immediately exercisable as to 32,500 shares. The option becomes exercisable as to the remaining 32,500 shares in two equal installments on March 23, 2019 and 2020.