SEC Form 4 · accession 0001179110-18-005342
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Charlotte McCowan
Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | A | 2,725 | $0.00 | A | 2,725 | D | |
| Common StockF2 | Apr 1, 2018 | A | 2,284 | $0.00 | A | 5,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 909 shares on April 1, 2019. The remaining restricted stock units vest in two equal installments on April 1, 2020 and 2021.
- F2Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,142 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2019.
Remarks
The power of Attorney given by Ms. McCowan was previously filed with the U.S. Securities & Exchange Commission on April 3, 2018 as an exhibit to a statement on Form 3 filed by Ms. McCowan with respect to HealthEquity, Inc. and is hereby incorporated by reference.