SEC Form 4 · accession 0001179110-18-004910
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Robinson
Officer — EVP, Chief Marketing Officer
Period of report
Mar 27, 2018
Accepted (ET)
Mar 29, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | A | 1,350 | $0.00 | A | 3,369 | D | |
| Common Stock | Mar 27, 2018 | F | 182 | $63.50 | D | 3,187 | D | |
| Common Stock | Mar 27, 2018 | M | 1,000 | $41.28 | A | 4,187 | D | |
| Common Stock | Mar 27, 2018 | S | 1,000 | $63.0201 | D | 3,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $41.28 | Mar 27, 2018 | M | 1,000 | D | — | Mar 27, 2027 | Common Stock | 1,000 | 19,000 | D |
Explanation of responses
- F1Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 338 shares on each of March 27, 2019 and 2020, and 337 shares on each of March 27, 2021 and 2022.
- F2The option became exercisable as to 5,000 shares on March 27, 2018. The remaining shares become exercisable in three equal annual installments of 5,000 shares on March 27, 2019, 2020 and 2021.