SEC Form 4 · accession 0001179110-18-004908
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Robert Otten
Officer — Executive VP of Sales
Period of report
Mar 27, 2018
Accepted (ET)
Mar 29, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | A | 3,781 | $0.00 | A | 13,781 | D | |
| Common Stock | Mar 27, 2018 | F | 182 | $63.50 | D | 13,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $51.44 | holding | — | — | — | — | Jun 21, 2027 | Common Stock | 43,000 | 43,000 | D |
Explanation of responses
- F1Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022.
- F2The option becomes exercisable in four equal annual installments on June 21, 2018, 2019, 2021, and 2022.