SEC Form 4 · accession 0001140361-17-034126
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Kessler
Officer — President and CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 25,000 | $1.25 | A | 445,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.25 | Sep 1, 2017 | M | 25,000 | D | — | Aug 8, 2021 | Common Stock | 25,000 | 0 | D |
| Stock Option (right to buy)F2 | $41.28 | holding | — | — | — | — | Mar 27, 2027 | Common Stock | 69,639 | 69,639 | D |
| Stock Option (right to buy)F1 | $14.00 | holding | — | — | — | — | Jul 30, 2024 | Common Stock | 120,000 | 120,000 | D |
Explanation of responses
- F1The option is immediately exercisable.
- F2The option becomes exercisable as to 17,409 shares on March 27, 2018 and in three annual installments of 17,410 shares on March 27, 2019, 2020 and 2021.