SEC Form 4 · accession 0001140361-17-029928
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manu S Rana
Director
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 15,000 | $21.27 | A | 16,225 | D | |
| Common Stock | Jul 31, 2017 | M | 7,500 | $1.25 | A | 23,725 | D | |
| Common Stock | Jul 31, 2017 | M | 15,000 | $1.25 | A | 38,725 | D | |
| Common Stock | Jul 31, 2017 | M | 15,000 | $1.50 | A | 53,725 | D | |
| Common Stock | Jul 31, 2017 | M | 15,000 | $14.00 | A | 67,725 | D | |
| Common Stock | Jul 31, 2017 | M | 15,000 | $25.39 | A | 87,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $21.27 | Jul 31, 2017 | M | 1 | D | — | Feb 1, 2026 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F1 | $1.25 | Jul 31, 2017 | M | 1 | D | — | Oct 25, 2021 | Common Stock | 7,500 | 0 | D |
| Stock Option (right to buy)F1 | $1.25 | Jul 31, 2017 | M | 1 | D | — | Apr 26, 2022 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F1 | $1.50 | Jul 31, 2017 | M | 1 | D | — | May 9, 2023 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F1 | $14.00 | Jul 31, 2017 | M | 1 | D | — | Jul 30, 2024 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F1 | $25.39 | Jul 31, 2017 | M | 1 | D | — | Mar 26, 2025 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F1 | $46.40 | holding | — | — | — | — | Feb 1, 2027 | Common Stock | 4,837 | 4,837 | D |
Explanation of responses
- F1The option is immediately exercisable.
Remarks
The Power of Attorney given by Mr. Rana was previously filed with the U.S. Securities & Exchange Commission on February 1, 2017, as an exhibit to a statement on Form 4 filed by Mr. Rana with respect to HealthEquity, Inc. and is hereby incorporated by reference.