SEC Form 4 · accession 0001140361-17-015908
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Delano Ladd
Officer — EVP, Counsel & Secretary
Period of report
Apr 13, 2017
Accepted (ET)
Apr 14, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2017 | M | 1,095 | $24.36 | A | 5,132 | D | |
| Common Stock | Apr 13, 2017 | S | 1,095 | $43.60 | D | 4,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $24.36 | Apr 13, 2017 | M | 1,095 | D | — | Mar 23, 2026 | Common Stock | 1,095 | 53,905 | D |
| Stock Option (right to buy)F2 | $30.57 | holding | — | — | — | — | Aug 24, 2026 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1The option is immediately exercisable as to 13,750 shares. The remainder of the option becomes exercisable in three equal annual installments of 13,750 shares on April 1, 2018, 2019, and 2020.
- F2The option becomes exercisable in four equal annual installments of 13,750 shares on August 24, 2017, 2018, 2019, and 2020.