SEC Form 4 · accession 0001140361-17-013840
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Delano Ladd
Director · Other
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2017 | A | 4,037 | $0.00 | A | 4,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $30.57 | holding | — | — | — | — | Aug 24, 2026 | Common Stock | 55,000 | 55,000 | D |
| Stock Option (right to buy)F2 | $24.36 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1The option becomes exercisable in four equal annual installments of 13,750 shares on August 24, 2017, 2018, 2019, and 2020.
- F2The option becomes exercisable in four equal annual installments of 13,750 shares on April 1, 2017, 2018, 2019, and 2020.