SEC Form 4 · accession 0001140361-17-013839
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Soldan
Officer — Exec VP, Operations
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 9:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2017 | A | 5,652 | $0.00 | A | 5,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $24.36 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 18,750 | 18,750 | D |
| Stock Option (right to buy)F2 | $28.69 | holding | — | — | — | — | Aug 26, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The option becomes exercisable in three equal annual installments of 6,250 on March 23, 2018, 2019 and 2020.
- F2The option becomes exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019.