SEC Form 4 · accession 0001140361-17-013674
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Soldan
Officer — Exec VP, Operations
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 6,250 | $24.36 | A | 6,250 | D | |
| Common Stock | Mar 24, 2017 | S | 6,250 | $41.95 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $24.36 | Mar 24, 2017 | M | 6,250 | D | — | Mar 23, 2026 | Common Stock | 6,250 | 18,750 | D |
| Stock Option (right to buy)F3 | $28.69 | holding | — | — | — | — | Aug 26, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.
- F2The option became exercisable as to 6,250 shares on March 23, 2017. The option becomes exercisable as to the remaining 18,750 shares in thee equal annual installments of 6,250 on March 23, 2018, 2019 and 2020.
- F3The option becomes exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019.