SEC Form 4/A · accession 0001140361-16-059036
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Matthew Sydney
Officer — Exec VP, Sales & Marketing
Period of report
Nov 1, 2014
Accepted (ET)
Mar 25, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $20.40 | Nov 1, 2014 | A | 50,000 | A | — | Nov 1, 2024 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The options became exercisable as to 12,500 shares on November 1, 2015, and becomes exercisable as to the remaining 37,500 shares in three annual installments of 12,500 on November 1, 2016, 2017 and 2018.
- F2The reporting person's original Form 4 mistakenly listed the option exercise price as $20.80. This error was also included on one additional Form 4 filed after the Form 4 amended hereby.