SEC Form 4 · accession 0001140361-16-059034
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley Dreier
Officer — Executive VP, CTO and CIO
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.00 | Mar 23, 2016 | A | 1,000 | A | — | Jul 30, 2024 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (right to buy)F2 | $24.36 | Mar 23, 2016 | A | 65,000 | A | — | Mar 23, 2026 | Common Stock | 65,000 | 65,000 | D |
| Stock Option (right to buy)F3 | $1.50 | holding | — | — | — | — | May 9, 2023 | Common Stock | 87,500 | 87,500 | D |
| Stock Option (right to buy)F1 | $1.50 | holding | — | — | — | — | May 9, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option is immediately exercisable.
- F2The option becomes exercisable in four equal installments on March 23, 2017, 2018, 2019 and 2020.
- F3The option becomes exercisable in four equal installments on May 9, 2014, 2015, 2016 and 2017.