SEC Form 4 · accession 0001140361-16-059026
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Sydney
Officer — Exec VP, Sales & Marketing
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.00 | Mar 23, 2016 | A | 2,500 | A | — | Jul 30, 2024 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (right to buy)F1 | $20.40 | Mar 23, 2016 | A | 5,000 | A | — | Nov 1, 2024 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F2 | $0.80 | holding | — | — | — | — | Apr 29, 2021 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F3 | $20.40 | holding | — | — | — | — | Nov 1, 2024 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option is immediately exercisable.
- F2The options became exercisable in annual installments of 1,250 shares on April 29 in each of the years 2012, 2013, 2014 and 2015.
- F3The options became exercisable as to 12,500 shares on November 1, 2015, and become exercisable as to the remaining 37,5000 shares in three annual installments of 12,500 on November 1 2016, 2017 and 2018.