SEC Form 4 · accession 0001140361-15-041266
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Sydney
Officer — Exec VP, Sales & Marketing
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | S | 35,000 | $35.00 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.80 | holding | — | — | — | — | Apr 29, 2021 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F3 | $20.80 | holding | — | — | — | — | Nov 1, 2024 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2015.
- F2The options became exercisable in annual installments of 1,250 shares on April 29 in each of the years 2012, 2013, 2014 and 2015.
- F3The options became exercisable as to 12,500 shares on November 1, 2015, and become exercisable as to the remaining 37,5000 shares in three annual installments of 12,500 on November 1 2016, 2017 and 2018.