SEC Form 4 · accession 0001140361-15-018935
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Neeleman
Officer — Founder and Vice Chairman · Director
Period of report
May 11, 2015
Accepted (ET)
May 11, 2015 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | S | 70,000 | $24.864 | D | 878,814 | D | |
| Common StockF1 | May 11, 2015 | S | 50,000 | $24.864 | D | 450,000 | I | See footnote |
| Common Stock | holding | — | — | — | 68,471 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.