SEC Form 4 · accession 0001428205-17-000216
Armour Residential REIT, Inc. · ARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Ulm
Officer — Co-CEO and CIO · Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Oct 2, 2017 | M | 2,013 | — | A | 91,550 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 2, 2017, the reporting person elected to redeem 2,013 shares out of 3,313 shares of vested phantom stock into 2,013 shares of ARMOUR common stock. The person also elected to redeem the remaining 1,300 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 3,313 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013.