SEC Form 4 · accession 0001428205-15-000042
Armour Residential REIT, Inc. · ARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc H Bell
Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Jan 20, 2015 | S | 800,000 | $3.4032 | D | 956,792 | I | See Footnote. |
| Common Stock, par value $0.001 per shareF3,F2 | Jan 21, 2015 | S | 200,000 | $3.3445 | D | 756,792 | I | See Footnote. |
| Common Stock, par value $0.001 per shareF4,F2 | Jan 22, 2015 | S | 756,792 | $3.3942 | D | 0 | I | See Footnote. |
| Common Stock, par value $0.001 per share | holding | — | — | — | 114,341 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.3872 to $3.4403, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) of this Form 4.
- F2Represented shares owned indirectly through Barbican Capital Domestic REIT Fund LP's brokerage account. The reporting person had a pecuniary interest in the shares held therein.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.3300 to $3.3701, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.3703 to $3.4408, inclusive.