SEC Form 4 · accession 0001437749-18-001230
TALPHERA, INC. · TLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Badri N Dasu
Officer — Chief Engineering Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 26, 2018 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001427925
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $2.00 | Jan 22, 2018 | A | 115,000 | A | Jan 22, 2019 | Jan 21, 2028 | Common Stock | 115,000 | 115,000 | D |
Explanation of responses
- F1The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the 12 month anniversary of the Vesting Commencement Date and the remaining shares subject to the option vest on an equal monthly basis over the following 36 months.
- F2Issued pursuant to the 2011 Equity Incentive Plan.