SEC Form 4 · accession 0001437749-17-016405
TALPHERA, INC. · TLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence G Hamel
Officer — Chief Development Officer
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001427925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F1 | Sep 25, 2017 | S$0 | 13,827 | — | D | 68,504 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F152,125 of the Shares are held in the Hamel Revocable Living Trust
- F2The Shares were sold in a range from $3.50-$4.50
- F3Non-reportable acquisition of 1,977 shares of Common Stock through the Company's Employee Stock Purchase Plan