SEC Form 4 · accession 0000899243-18-023787
TALPHERA, INC. · TLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence G Hamel
Officer — Chief Development Officer
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 6:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001427925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2018 | A | 6,876 | $1.49 | A | 24,371 | D | |
| Common Stock | holding | — | — | — | 41,964 | I | By the Hamel Revocable Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Company's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2Non-reportable acquisition of 1,116 shares of common stock through the Company's Employee Stock Purchase Plan.