SEC Form 4 · accession 0001214659-18-000895
Vyome Holdings, Inc · HIND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Drake
Officer — VP Research and Development
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001427570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | M | 229 | $1.31 | A | 8,153 | D | |
| Common Stock | Feb 2, 2018 | M | 5,746 | $1.83 | A | 13,899 | D | |
| Common Stock | Feb 2, 2018 | M | 3,641 | $0.76 | A | 17,540 | D | |
| Common Stock | Feb 2, 2018 | M | 4,310 | $1.77 | A | 21,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.31 | Feb 2, 2018 | M | 229 | D | Oct 8, 2014 | Jan 26, 2021 | Common Stock | 229 | 0 | D |
| Employee Stock Option (right to buy) | $1.83 | Feb 2, 2018 | M | 5,746 | D | Jun 14, 2016 | Aug 14, 2022 | Common Stock | 5,746 | 0 | D |
| Employee Stock Option (right to buy)F1 | $0.76 | Feb 2, 2018 | M | 3,641 | D | — | Mar 4, 2025 | Common Stock | 3,641 | 1,083 | D |
| Employee Stock Option (right to buy)F2 | $1.77 | Feb 2, 2018 | M | 4,310 | D | — | May 11, 2026 | Common Stock | 4,310 | 6,034 | D |
Explanation of responses
- F1This option vests as to 25% of the total shares on January 1, 2016, then 2.083% monthly, with 100% of the total shares vested on January 1, 2019, subject to the reporting person's provision of service to the Issuer on each vesting date.
- F2This option vests as to 2.083% of the total shares monthly, commencing on May 11, 2016, with 100% of the total shares vested on May 11, 2020, subject to the reporting person's provision of service to the Issuer on each vesting date.