SEC Form 4 · accession 0000014272-19-000051
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Leung
Officer — EVP, General Counsel
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Feb 28, 2019 | M | 169,893 | $17.51 | A | 634,478 | D | |
| Common Stock, $0.10 par valueF1 | Feb 28, 2019 | F | 109,854 | $51.86 | D | 524,624 | D | |
| Common Stock, $0.10 par valueF2 | holding | — | — | — | 6,202 | I | By BMY Savings and Investment Program |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $17.51 | Feb 28, 2019 | M | 169,893 | D | — | Mar 2, 2019 | Common Stock, $0.10 par value | 169,893 | 0 | D |
Explanation of responses
- F1A portion of these shares were used to cover exercise price and taxes in accordance with broker's procedure for net exercise transactions.
- F2Based on a plan statement as of the end of the most recent fiscal quarter
- F3All of the shares are currently exercisable.