SEC Form 4 · accession 0000014272-19-000041
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S. Boerner
Officer — EVP, Chief Commercial Officer
Period of report
Feb 2, 2019
Accepted (ET)
Feb 5, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Market Share Units | Feb 2, 2019 | M | 4,465 | $0.00 | A | 4,465 | D | |
| Market Share UnitsF1 | Feb 2, 2019 | F | 1,591 | $49.89 | D | 2,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 2, 2019 | M | 4,465 | D | — | Feb 2, 2019 | Common Stock, $0.10 par value | 4,465 | 0 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents final vesting of restricted stock units granted on February 2, 2015.