SEC Form 4 · accession 0000014272-18-000166
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Murphy Santiago
Officer — Controller
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Sep 1, 2018 | M | 641 | $0.00 | A | 4,057 | D | |
| Common Stock, $0.10 par valueF2 | Sep 1, 2018 | F | 220 | $60.55 | D | 3,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 1, 2018 | M | 641 | D | — | Sep 1, 2020 | Common Stock, $0.10 par value | 641 | 1,283 | D |
Explanation of responses
- F1The restricted stock units vest in three equal annual installments beginning on September 1, 2018.
- F2Shares withheld for payment of taxes upon vesting of restricted stock units.
- F3Each restricted stock unit converts into one share of common stock upon vesting.