SEC Form 4 · accession 0000014272-18-000144
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Biondi
Officer — SVP, Head of Strategy & BD
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 9:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Jul 1, 2018 | M | 1,461 | $0.00 | A | 1,461 | D | |
| Common Stock, $0.10 par valueF1 | Jul 1, 2018 | F | 720 | $55.34 | D | 741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 1, 2018 | M | 1,461 | D | — | Jul 1, 2018 | Common Stock, $0.10 par value | 1,461 | 0 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents final vesting of restricted stock units granted on July 1, 2013.