SEC Form 4 · accession 0000014272-18-000061
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Bancroft
Officer — EVP & Chief Financial Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Feb 23, 2018 | M | 37,460 | $22.14 | A | 302,348 | D | |
| Common Stock, $0.10 par value | Feb 23, 2018 | F | 20,803 | $66.68 | D | 281,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $22.14 | Feb 23, 2018 | M | 37,460 | D | — | Mar 3, 2018 | Common Stock, $0.10 par value | 37,460 | 0 | D |
Explanation of responses
- F1All of the shares are currently exercisable.
Remarks
EXHIBIT LIST: EX-24 Exhibit 24 - Charles A. Bancroft Power of Attorney