SEC Form 4 · accession 0000014272-17-000204
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Bancroft
Officer — EVP & Chief Financial Officer
Period of report
Dec 2, 2017
Accepted (ET)
Dec 5, 2017 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Dec 2, 2017 | M | 6,401 | $0.00 | A | 267,770 | D | |
| Common Stock, $0.10 par valueF1 | Dec 2, 2017 | F | 2,882 | $62.47 | D | 264,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 2, 2017 | M | 6,401 | D | — | Dec 2, 2018 | Common Stock, $0.10 par value | 6,401 | 6,401 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3The restricted stock units vest in three equal annual installments beginning on December 2, 2016.