SEC Form 4 · accession 0000014272-17-000168
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murdo Gordon
Officer — EVP, Chief Commercial Officer
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Aug 1, 2017 | M | 1,510 | $0.00 | A | 28,751 | D | |
| Common Stock, $0.10 par valueF2 | Aug 1, 2017 | F | 783 | $56.10 | D | 27,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 1, 2017 | M | 1,510 | D | — | Aug 1, 2018 | Common Stock, $0.10 par value | 1,510 | 1,510 | D |
Explanation of responses
- F1Represents vesting of one-third of restricted stock units granted on August 1, 2013. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.
- F2Shares withheld for payment of taxes upon vesting of restricted stock units.
- F3Each restricted stock unit converts into one share of common stock upon vesting.