SEC Form 4 · accession 0000014272-17-000111
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Powell Judge
Officer — SVP, Global Human Resources
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Apr 1, 2017 | M | 1,554 | $0.00 | A | 44,125 | D | |
| Common Stock, $0.10 par valueF1 | Apr 1, 2017 | F | 700 | $54.38 | D | 43,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Apr 1, 2017 | M | 1,554 | D | — | Apr 1, 2017 | Common Stock, $0.10 par value | 1,554 | 0 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of restricted stock units.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents the final vesting of restricted stock units granted on April 1, 2013.