SEC Form 4 · accession 0000014272-17-000099
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Mar 27, 2017 | S | 17,000 | $56.1442 | D | 986,112 | D | |
| Common Stock, $0.10 par valueF3 | Mar 28, 2017 | S | 17,000 | $56.1982 | D | 969,112 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 200,000 | I | 2016 Trust | |
| Common Stock, $0.10 par value | holding | — | — | — | 41,273 | I | 2015 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $55.61 to $56.28, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.05 to $56.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.