SEC Form 4 · accession 0000014272-17-000097
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Caldarella
Officer — SVP & Controller
Period of report
Mar 15, 2017
Accepted (ET)
Mar 22, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Mar 15, 2017 | S | 8,096 | $57.285 | D | 55,637 | D | |
| Common Stock, $0.10 par valueF2 | holding | — | — | — | 1,752 | I | By BMY Savings and Investment Program |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.28 to $57.30, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Based on a plan statement as of the end of the most recent fiscal quarter