SEC Form 4 · accession 0000014272-17-000084
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Mar 10, 2017 | M | 102,174 | $0.00 | A | 1,060,105 | D | |
| Common Stock, $0.10 par valueF2 | Mar 10, 2017 | F | 56,993 | $58.32 | D | 1,003,112 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 200,000 | I | 2016 Trust | |
| Common Stock, $0.10 par value | holding | — | — | — | 41,273 | I | 2015 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F3 | — | Mar 10, 2017 | M | 102,174 | D | — | Mar 10, 2017 | Common Stock, $0.10 par value | 102,174 | 0 | D |
Explanation of responses
- F1Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
- F2Shares withheld for payment of taxes upon vesting of awards.
- F3Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.