SEC Form 4 · accession 0000014272-17-000062
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Bancroft
Officer — EVP & Chief Financial Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Feb 28, 2017 | M | 22,598 | $27.01 | A | 212,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $27.01 | Feb 28, 2017 | M | 22,598 | D | — | Mar 5, 2017 | Common Stock, $0.10 par value | 22,598 | 0 | D |
Explanation of responses
- F1The reporting person made a cash exercise of an option and is currently holding the underlying shares.
- F2All of the shares are currently exercisable.