SEC Form 5 · accession 0000014272-17-000041
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul von Autenried
Officer — SVP, Enterp. Services & CIO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Jun 2, 2016 | G | 100 | $0.00 | D | 91,105 | D | |
| Common Stock, $0.10 par valueF1 | Jun 2, 2016 | G | 100 | $0.00 | A | 100 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the Reporting Person to his son, who shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.