SEC Form 4 · accession 0000014272-16-000497
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Nov 1, 2016 | M | 305,909 | $22.14 | A | 998,777 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 100,000 | I | 2015 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $22.14 | Nov 1, 2016 | M | 305,909 | D | — | Mar 3, 2018 | Common Stock, $0.10 par value | 305,909 | 0 | D |
Explanation of responses
- F1The reporting person made a cash exercise of an option and is currently holding the underlying shares.
- F2All of the shares are currently exercisable.