SEC Form 4 · accession 0000014272-16-000469
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Sep 7, 2016 | S | 10,800 | $56.77 | D | 334,499 | D | |
| Common Stock, $0.10 par valueF3 | Sep 8, 2016 | S | 10,800 | $56.97 | D | 323,699 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 100,000 | I | 2015 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.42 to $57.42, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.34 to $57.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.