SEC Form 4 · accession 0000014272-16-000465
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 25, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Aug 24, 2016 | S | 3,500 | $58.82 | D | 364,999 | D | |
| Common Stock, $0.10 par valueF3 | Aug 24, 2016 | S | 8,100 | $59.69 | D | 356,899 | D | |
| Common Stock, $0.10 par valueF4 | Aug 25, 2016 | S | 11,600 | $58.92 | D | 345,299 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 100,000 | I | 2015 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.41 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.51 to $59.89, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.39 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.