SEC Form 4 · accession 0000014272-16-000463
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murdo Gordon
Officer — EVP, Chief Commercial Officer
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Aug 1, 2016 | M | 1,511 | $0.00 | A | 15,250 | D | |
| Common Stock, $0.10 par valueF2 | Aug 1, 2016 | F | 784 | $76.19 | D | 14,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 1, 2016 | M | 1,511 | D | — | Aug 1, 2018 | Common Stock, $0.10 par value | 1,511 | 3,020 | D |
Explanation of responses
- F1Represents vesting of one-third of restricted stock units granted on August 1, 2013. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.
- F2Shares withheld for payment of taxes upon vesting of restricted stock units.
- F3Each restricted stock unit converts into one share of common stock upon vesting.