SEC Form 4 · accession 0000014272-16-000451
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murdo Gordon
Officer — EVP, Chief Commercial Officer
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Jul 1, 2016 | M | 2,335 | $0.00 | A | 14,950 | D | |
| Common Stock, $0.10 par valueF1 | Jul 1, 2016 | F | 1,211 | $73.78 | D | 13,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jul 1, 2016 | M | 2,335 | D | — | Jul 1, 2016 | Common Stock, $0.10 par value | 2,335 | 0 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents the final vesting of restricted stock units granted on July 1, 2011.