SEC Form 4 · accession 0000014272-16-000415
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Leung
Officer — EVP, General Counsel
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | May 6, 2016 | M | 100,000 | $24.74 | A | 444,507 | D | |
| Common Stock, $0.10 par valueF1 | May 6, 2016 | S | 72,544 | $70.39 | D | 371,963 | D | |
| Common Stock, $0.10 par valueF2 | holding | — | — | — | 5,739 | I | By BMY Savings and Investment Program |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $24.74 | May 6, 2016 | M | 100,000 | D | — | Nov 30, 2016 | Common Stock, $0.10 par value | 100,000 | 0 | D |
Explanation of responses
- F1A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.35 to $70.48, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Based on a plan statement as of the end of the most recent fiscal quarter
- F3All of the shares are currently exercisable.